Bronx Securities Fraud Lawyer

Bronx Securities Fraud Attorney

The Vitaliano Law Firm provides a strong defense for individuals facing securities fraud allegations. A Bronx securities fraud lawyer from our firm knows how to navigate the intricacies of securities law. We can analyze evidence and build a comprehensive defense strategy tailored to your case.

What Is Included in Securities Fraud?

Securities fraud refers to the deceptive practices in stocks and commodities markets. These deceptions mislead investors or manipulate financial markets. A white-collar crime, securities fraud, encompasses a range of illegal activities.

The U.S. Sentencing Commission had 64,565 cases of securities and investment fraud. Of this number, 84.5% of these offenders had no prior criminal history.

Some common types of securities fraud include:

• Insider trading. Using non-public information to make investment decisions, creating an unfair advantage
• Ponzi schemes. Fraudulent investment scams where returns to earlier investors are paid with new investors’ money
• Broker misconduct. Inappropriate investment recommendations, unauthorized trading, and excessive trading
• Market manipulation. Artificially inflating or deflating prices of the stocks or securities for personal gain
• Corporate fraud. Falsifying financial statements, misleading shareholders, or hiding liabilities to inflate a company’s value
• Churning. Excessive buying and selling of securities in a client’s account to generate commissions
• Accounting fraud. Deliberately misstating financial records to deceive investors or regulators

Securities fraud cases can be pursued both civilly and criminally. They may also involve parallel investigations. Agencies performing the investigations may include the Department of Justice, the Securities and Exchange Commission, and other state-level enforcement agencies.

Those at Risk for Securities Fraud Allegations

Securities fraud allegations can affect many professionals and companies. Even individuals who were unknowingly involved in transactions or communications related to securities fraud can find themselves under investigation. Some people even believe they’re doing legitimate business and do not understand they’re committing securities fraud. That’s why having a Bronx securities fraud lawyer to defend and represent you is so important to your case.

Some examples of those susceptible to committing securities fraud include:

• Investment bankers
• Accountants and auditors
• Stockbrokers and financial advisors
• Hedge fund managers
• Company insiders, such as employees, officers, or directors
• Private investors
• Corporate executives and board members

How Can a Bronx Securities Fraud Lawyer Help?

Securities fraud cases can be especially complex. These cases often involve massive amounts of digital and financial evidence. They also fall under detailed federal regulation, and prosecution teams hold extensive experience. Attempting to face charges alone is extremely risky.

The team at The Vitaliano Law Firm gets involved early in the process, ideally before charges are filed. We negotiate with investigators and guide you through the common pitfalls that can damage your case.

We conduct a meticulous review of all the evidence in your case, including trading records, documentation, and financial data. This allows us to spot weaknesses in the prosecution’s case. We can then challenge the sufficiency of evidence and negotiate for a more favorable resolution.

A fraud accusation can end your career. Our goal is to act quickly to protect your reputation and future.

Possible Defenses for Securities Fraud Charges

When building your defense strategy, the team at The Vitaliano Law Firm explores all aspects of the case. Fraud charges require intent. If you have acted in good faith or made an honest mistake, this could be a viable defense. In addition, you may have relied in good faith on lawyers, accountants, or compliance offices. This can cancel out the fraudulent intent.

In rare cases, improper investigation techniques or misleading conduct by authorities can lead to a case dismissal. Alternatively, if too much time has passed since the alleged offense, your charges may be dismissed due to the statute of limitations requirements.

Our goal in representing your case is to build a strong, tailored defense aimed at protecting your future.

FAQs

Can You Sue a Law Firm for Fraud?

Yes, you could sue a law firm for fraud if they knowingly made false representations that ended up causing you harm. Legal fraud may involve misrepresenting case outcomes, concealing conflicts of interest, or billing you for services that didn’t occur. You’ll need to prove that the deceit was intentional, that you relied on this information, and that damages resulted. Lawyers found guilty of fraud may receive disciplinary action from the state bar.

What Does a Securities Lawyer Do?

A securities lawyer handles legal matters related to stocks, mutual funds, bonds, and other investment outlets. They help clients comply with securities laws. Securities lawyers also assist companies in issuing public or private offerings and represent individuals or firms in securities fraud or insider trading cases.

This type of criminal defense lawyer ensures legal compliance in financial markets. This can involve litigation, transactional work, and advising clients on acquisitions and public disclosures.

How Do I Find a Securities Lawyer?

To find a securities lawyer, you can search professional directories or contact your local state bar association for referrals. The Bronx County Bar Association is located at 851 Grand Concourse in the Bronx. Their phone number is 718-293-2227.

Seek out an attorney who focuses on securities law and who has experience with cases similar to yours. This may include investment fraud, SEC investigations, or broker misconduct. Check out reviews, professional credentials, and any disciplinary history when choosing a securities lawyer.

Are Securities Lawyers in Demand?

Securities lawyers are in demand due to the ongoing regulatory oversight, complex financial markets, and increasing incidences of fraud. The Bureau of Labor Statistics expects a 5% increase in the job outlook for all lawyers, including securities lawyers, from 2023-2033. Many public companies, investment firms, and investors require legal guidance when navigating securities laws.

Contact a Bronx Securities Fraud Lawyer

Coming up against fraud allegations can jeopardize your career, finances, and reputation. The knowledgeable team at The Vitaliano Law Firm provides aggressive legal representation for individuals and businesses accused of fraud. We handle cases involving fraudulent investment practices, insider trading, securities violations, and more.

Our team offers personalized strategies tailored to the unique details of your situation. If you’re being investigated or facing fraud charges, contact our office today to set up a consultation meeting.